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Kevin Gu

Citizens JMP Securities, LLC

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About Kevin Gu

Kevin Gu is a registered representative with Citizens JMP Securities, LLC. Kevin has been in the industry since 2022 and is licensed in New York. Kevin holds the Series 63, Series 79TO, and SIE exams.

Firm Information

Kevin Gu is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Gu’s Registration & Firm History

NY

12/22/2023 - Present

Citizens JMP Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/13/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/11/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Gu.
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