Unclaimed
Kevin Graves is a financial advisor with over 10 years of experience in the industry. Kevin is currently registered with Wells Fargo Securities, LLC and holds the Series 63, SIE, and Series 79 licenses. Kevin is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/31/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
09/26/2012 - 07/10/2020
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 11/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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