Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Gerard Murphy is an investment advisor representative at UBS Financial Services Inc. Kevin has been in the industry since September 2013. Kevin has worked at Fidelity Brokerage Services LLC and UBS Financial Services Inc. Kevin holds the Series 63 and Series 66 licenses for securities. Kevin also holds the Series 7 and SIE licenses. Kevin is registered in 33 states and the District of Columbia, and in addition, is registered to provide investment advice in Florida, Ohio, and Texas. Kevin is registered with FINRA and specializes in insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
07/31/2018 - Present
UBS Financial Services Inc. (CLEVELAND OH)
MA
08/22/2013 - 07/09/2018
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
BOTH
Issued 6/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/22/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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