Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Kelly is a registered investment advisor with Charles Schwab & CO., INC.. Kevin has been in the financial industry since 1999. Kevin holds Series 7, 24, 63 and 65 licenses. Prior to joining Charles Schwab, Kevin worked for TD Ameritrade, INC., ALPS DISTRIBUTORS, INC., QUASAR DISTRIBUTORS, LLC, SAGEPOINT FINANCIAL, INC., SENTRA SECURITIES CORPORATION, COMMONWEALTH FINANCIAL NETWORK, NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP) and SCUDDER INVESTOR SERVICES, INC. and Hamilton Investments, INC. Kevin specializes in providing financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
01/24/2023 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
01/24/2023 - 09/01/2023
TD AMERITRADE, INC. (Westlake TX)
CA
09/01/2015 - 12/03/2020
ALPS DISTRIBUTORS, INC. (San Diego CA)
ME
05/23/2013 - 08/31/2015
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CA
10/31/2005 - 12/03/2010
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
AZ
09/12/2005 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
MA
04/09/2003 - 04/13/2004
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
CA
09/09/1997 - 02/06/2002
NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP) (SAN DIEGO CA)
NY
07/07/1994 - 07/21/1997
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
NA
01/01/1993 - 12/21/1993
HAMILTON INVESTMENTS, INC.
CO
08/24/1992 - 11/12/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 2/15/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/22/2003
Series 24 - General Securities Principal Examination
BC
Issued 12/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Kevin Kelly is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
