Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Kelly is an active investment advisor representative with Charles Schwab & CO., Inc. Kevin has been working in the financial industry since 1999. Kevin has held previous positions with TD AMERITRADE, INC., ALPS DISTRIBUTORS, INC., QUASAR DISTRIBUTORS, LLC, SAGEPOINT FINANCIAL, INC., SENTRA SECURITIES CORPORATION, COMMONWEALTH FINANCIAL NETWORK, NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP), SCUDDER INVESTOR SERVICES, INC., HAMILTON INVESTMENTS, INC., and CHATFIELD DEAN & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
01/24/2023 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
01/24/2023 - 09/01/2023
TD AMERITRADE, INC. (Westlake TX)
CA
09/01/2015 - 12/03/2020
ALPS DISTRIBUTORS, INC. (San Diego CA)
ME
05/23/2013 - 08/31/2015
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CA
10/31/2005 - 12/03/2010
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
AZ
09/12/2005 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
MA
04/09/2003 - 04/13/2004
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
CA
09/09/1997 - 02/06/2002
NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP) (SAN DIEGO CA)
NY
07/07/1994 - 07/21/1997
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
NA
01/01/1993 - 12/21/1993
HAMILTON INVESTMENTS, INC.
CO
08/24/1992 - 11/12/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 02/15/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/2003
Series 24 - General Securities Principal Examination
BC
Issued 12/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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