Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Gerard Haase has been in the financial services industry since July 30, 1987. Kevin currently works at First Southern, LLC, a firm with a branch office in Alpharetta, GA, which he joined on January 10, 2020. Prior to that, Kevin worked at FIRST SOUTHERN SECURITIES, LLC., BB&T SECURITIES, LLC, SCOTT & STRINGFELLOW, LLC, JANNEY MONTGOMERY SCOTT LLC, THE GMS GROUP, LLC, SOUTHERN FINANCIAL GROUP, INC., FELTMAN & CO, RESURGENS CAPITAL & INVESTMENTS, INC., ARGENT SECURITIES, INC., BROOKSTREET SECURITIES CORPORATION, RICKEL & ASSOCIATES, INC., HERZOG, HEINE, GEDULD, INC., ADVEST, INC., OUTWATER & WELLS, INC., BRISLIN & WORAM, and MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC. Kevin is registered with FINRA and holds Series 63, Series 24, Series 53, Series 52TO, SIE, and Series 7 licenses. Kevin is registered to provide securities related services in 23 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
01/10/2020 - Present
First Southern, LLC (Alpharetta GA)
GA
03/10/2015 - 10/05/2020
FIRST SOUTHERN SECURITIES, LLC. (ALPHARETTA GA)
GA
01/02/2013 - 03/17/2015
BB&T SECURITIES, LLC (ALPHARETTA GA)
GA
12/16/2009 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (ALPHARETTA GA)
GA
03/28/2002 - 12/23/2009
JANNEY MONTGOMERY SCOTT LLC (ATLANTA GA)
NJ
02/06/2001 - 04/02/2002
THE GMS GROUP, LLC (EAST HANOVER NJ)
SC
02/09/1996 - 04/17/2001
SOUTHERN FINANCIAL GROUP, INC. (COLUMBIA SC)
GA
02/13/1995 - 02/02/1996
FELTMAN & CO (ATLANTA GA)
NA
10/25/1993 - 02/08/1995
RESURGENS CAPITAL & INVESTMENTS, INC.
GA
11/10/1992 - 11/24/1993
ARGENT SECURITIES, INC. (ATLANTA GA)
CA
06/14/1993 - 10/11/1993
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
NY
01/12/1990 - 07/09/1991
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NY
08/02/1988 - 01/04/1990
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
NA
07/04/1987 - 06/08/1988
ADVEST, INC.
NA
03/19/1987 - 05/08/1987
OUTWATER & WELLS, INC.
NA
02/19/1986 - 03/16/1987
BRISLIN & WORAM
NA
08/20/1985 - 11/18/1985
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
BC
Issued 03/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/1994
Series 24 - General Securities Principal Examination
BC
Issued 11/23/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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