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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Gerard Earls is a financial advisor with Cetera Investment Advisers LLC. Kevin Earls has been in the financial services industry since 1983. Kevin Earls is also registered with Willis Towers Watson Securities, LLC. Kevin Earls is a Chartered Financial Consultant and holds the following licenses: Series 6, Series 7, Series 14, Series 24, Series 63 and Series 99TO. Kevin Earls has been associated with Cetera Investment Advisers LLC since 06/2023 and has held positions at Willis Towers Watson Securities, LLC since 11/2021, Willis Securities Inc. since 06/2009 and Cetera Advisor Networks LLC since 09/2013. Kevin Earls specializes in providing financial planning, portfolio management and educational seminars to individuals, businesses, corporations, charitable organizations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
11/24/2009 - 12/21/2021
WILLIS SECURITIES, INC. (NEW YORK NY)
NY
05/27/2004 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (NEW YORK NY)
NY
09/21/2009 - 11/17/2009
WILLIS CAPITAL MARKETS (NEW YORK NY)
NY
04/20/2001 - 11/17/2009
HRH SECURITIES, LLC (NEW YORK NY)
CT
08/30/1993 - 06/10/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
07/05/1983 - 08/30/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BC
Issued 07/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/16/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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