Unclaimed
Kevin Gerard Dirussa is a financial professional with over 30 years of experience in the securities industry. Kevin is currently registered with Loop Capital Markets LLC, where he has been employed since December 2014. Prior to that, he was employed by a number of other firms, including Castleoak Securities, LP and Wunderlich Securities, Inc. Kevin is licensed to provide securities services in all 50 states and holds the Series 7, Series 24, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
MN
12/17/2014 - Present
Loop Capital Markets LLC (St. Louis Park MN)
NY
03/12/2012 - 12/08/2014
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
07/12/2010 - 11/10/2011
WUNDERLICH SECURITIES, INC. (NEW YORK NY)
NY
06/18/2008 - 07/08/2010
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
NY
02/22/2006 - 06/05/2008
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NJ
05/16/2005 - 09/07/2005
INTERCAPITAL SECURITIES LLC (JERSEY CITY NJ)
NY
11/01/2004 - 02/14/2005
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
12/08/2003 - 11/01/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
CT
07/31/2001 - 12/03/2003
ADVEST, INC. (HARTFORD CT)
NY
04/23/2001 - 09/10/2001
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
CA
12/09/1999 - 01/19/2000
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
NY
07/18/1989 - 03/30/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 10/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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