Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Gerard Cummins is a financial advisor with over 15 years of experience in the securities industry. Kevin Cummins is currently registered with Natwest Markets Securities Inc. and is licensed to sell securities in 49 states. Kevin Cummins holds the Series 7 and Series 63 licenses as well as the SIE exam. Kevin Cummins has been active in the industry since March 6, 2004. Prior to joining Natwest Markets Securities Inc., Kevin Cummins was employed by UBS Securities LLC from February 24, 2004 to September 18, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
10/01/2015 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
CT
02/24/2004 - 09/18/2015
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 03/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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