Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Gerard Betts is a registered representative and investment advisor representative with Citigroup Global Markets Inc. Kevin has over 10 years of experience in the financial services industry. Kevin has held previous roles at CNR Securities, LLC, T. Rowe Price Investment Services, Inc., American Funds Distributors, Inc., MBSC Securities Corporation, UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kevin is licensed to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/19/2023 - Present
Citigroup Global Markets Inc. (LOS ANGELES CA)
CA
07/24/2018 - 12/21/2022
CNR SECURITIES, LLC (BEVERLY HILLS CA)
CO
03/27/2017 - 08/01/2017
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
CA
05/15/2015 - 01/31/2017
AMERICAN FUNDS DISTRIBUTORS, INC. (IRVINE CA)
NY
06/04/2014 - 05/06/2015
MBSC SECURITIES CORPORATION (NEW YORK NY)
NJ
10/11/2012 - 06/09/2014
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
04/28/2011 - 09/13/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 06/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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