linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kevin George Koch

Citigroup Global Markets Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kevin? Claim Your Profile

About Kevin George Koch

Kevin Koch is a financial professional with over 25 years of experience in the securities industry. Kevin has held various roles at prominent firms such as Salomon Smith Barney Inc., Prudential Securities Incorporated, and IFMG Securities, Inc. He is currently registered as a Registered Representative with Citigroup Global Markets Inc. Kevin provides financial advice to individuals, corporations, and institutions. He specializes in portfolio management, financial planning, and asset allocation advice. Kevin is a dedicated financial professional committed to helping clients achieve their financial goals.

Firm Information

Kevin Koch is currently registered with Citigroup Global Markets Inc.. Citigroup Global Markets Inc. is a corporation formed in October 1998, headquartered in New York, NY. The firm provides a wide range of investment advisory services including financial planning, asset allocation advice, pension consulting, publication of periodicals, selection of other advisors, and portfolio management for individuals, businesses, and other clients. With over 10,000 employees, including licensed agents, investment advisor representatives, and registered representatives, Citigroup Global Markets Inc. manages over $40 billion in assets for clients across various client types, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm is registered with the SEC and in all 50 states.
Citigroup Global Markets Inc.

388 GREENWICH STREET

NEW YORK, NY 10013

$40.52B

Assets Under Management

11,754

Total Clients

3,637

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kevin Koch’s Registration & Firm History

NY

08/17/2021 - Present

Citigroup Global Markets Inc. (New York NY)

NY

12/09/2003 - 05/29/2007

CITICORP INVESTMENT SERVICES (NEW YORK NY)

NY

06/27/2003 - 12/11/2003

IFMG SECURITIES, INC. (PURCHASE NY)

NY

11/13/2000 - 06/16/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

10/10/1997 - 11/17/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

06/04/1997 - 10/08/1997

REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)

Not sure if Kevin George Koch is right for you?

Licenses & Designations

IA

Issued 11/10/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/1997

Series 3 - National Commodity Futures Examination

BC

Issued 06/03/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 7 public disclosures for Kevin George Koch. Review regulatory record here.
Not sure if Kevin George Koch is right for you?