Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Geist is an investment advisor representative, registered with Cetera Investment Advisers LLC and has been in the industry since 2001. Kevin has been working with Schumann Financial since June 2024. Previously Kevin has worked for a number of other companies including J.P. MORGAN SECURITIES LLC, EQUITABLE DISTRIBUTORS, LLC, CAPITAL BROKERAGE CORPORATION, AXA DISTRIBUTORS, LLC, SUN LIFE FINANCIAL DISTRIBUTORS, INC., VAN KAMPEN FUNDS INC. and DWS SCUDDER DISTRIBUTORS, INC. Kevin holds Series 6, 7, 63, 65 and 66 licenses and is registered in 41 states as a Broker Dealer and Investment Advisor. Kevin specializes in providing financial planning, pension consulting, educational seminars and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/12/2024 - Present
Cetera Investment Advisers LLC (WHEATON IL)
IL
07/13/2022 - 05/25/2024
J.P. MORGAN SECURITIES LLC (Prospect Heights IL)
NJ
07/18/2012 - 02/22/2022
EQUITABLE DISTRIBUTORS, LLC (JERSEY CITY NJ)
IL
09/07/2010 - 07/13/2012
CAPITAL BROKERAGE CORPORATION (CHICAGO IL)
NC
05/12/2008 - 05/12/2009
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
MA
02/15/2007 - 05/13/2008
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
IL
10/03/2006 - 01/30/2007
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
IL
01/02/2000 - 10/03/2006
DWS SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BOTH
Issued 8/2/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/1/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/1/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/8/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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