Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Yang is a financial advisor with over 12 years of experience in the industry. Kevin is currently registered with Nylife Securities LLC in New York, New York. Kevin has previously worked at HSBC Securities (USA) INC. and Wells Fargo Advisors, LLC. Kevin holds Series 63, 66, 7, 7TO, 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/13/2021 - Present
Nylife Securities LLC (NEW YORK NY)
NY
10/22/2018 - 07/26/2021
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
CA
01/03/2011 - 05/03/2016
WELLS FARGO ADVISORS, LLC (NEWPORT BEACH CA)
CA
12/04/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LAKE FOREST CA)
BC
Issued 11/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/22/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/03/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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