Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin G. Thompson is an investment advisor representative with Kestra Advisory Services, LLC. Kevin G. Thompson has been in the financial services industry for over 22 years. Kevin G. Thompson is licensed to provide financial advice in Arizona, California, Colorado, Florida, Nebraska, Nevada, New York, North Carolina, Ohio, Oregon, Tennessee, Texas, and Washington. Kevin G. Thompson's previous experience includes working with Morgan Stanley and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/27/2023 - Present
Kestra Advisory Services, LLC (Sarasota FL)
CA
06/01/2009 - 03/23/2015
MORGAN STANLEY (LA JOLLA CA)
CA
08/12/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LA JOLLA CA)
NE
11/08/2004 - 04/04/2005
QA3 FINANCIAL CORP. (OMAHA NE)
CA
03/22/2004 - 09/01/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TN
04/12/2001 - 11/07/2002
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
WI
07/09/1999 - 04/24/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
04/16/1997 - 09/28/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MI
05/30/1995 - 04/23/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 09/08/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/30/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 05/26/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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