Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Schmid is a financial advisor with Franklin Distributors, LLC, located in Pasadena, California. Kevin has been in the industry since April 5, 2014 and is registered with the state of California. Kevin has passed the Series 63, Series 7 and SIE exams and has previously worked at Goldman Sachs & Co. LLC and HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/03/2019 - Present
Franklin Distributors, LLC (PASADENA CA)
NJ
04/20/2015 - 03/12/2019
GOLDMAN SACHS & CO. LLC (JERSEY CITY NJ)
NY
02/24/2014 - 03/30/2015
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 04/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kevin Schmid is the right advisor for you? Invested Better is here to help.
