Unclaimed
Kevin Gallagher is a financial advisor who has been in the industry for over 3 years. Kevin is currently registered with Robinhood Financial, LLC. Previously, Kevin has worked for CHARLES SCHWAB & CO., INC. and TD AMERITRADE, INC. Kevin has a wide range of licenses and certifications, including Series 3, Series 7TO, and Series 63. Kevin is registered with the Securities Industry and Financial Markets Association (FINRA) and is licensed in 53 states and Puerto Rico. Kevin's specialties include futures trading and securities investing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/26/2024 - Present
Robinhood Financial, LLC (Chicago IL)
IL
05/10/2024 - 07/05/2024
CHARLES SCHWAB & CO., INC. (Chicago IL)
IL
03/19/2021 - 05/10/2024
TD AMERITRADE, INC. (Chicago IL)
BC
Issued 04/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2022
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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