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Kevin Fung

Mizuho Securities USA LLC

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About Kevin Fung

Kevin Fung is a registered representative with Mizuho Securities USA LLC, a FINRA registered firm. Kevin has been working in the industry since March 17, 2019 and has been licensed since October 5, 2021. Prior to joining Mizuho Securities USA LLC, Kevin worked for CREDIT AGRICOLE SECURITIES (USA) INC. Kevin is registered in 52 states as well as Puerto Rico. Kevin holds the Series 7, Series 63, Series 79 and SIE licenses.

Firm Information

Kevin Fung is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Fung’s Registration & Firm History

NY

10/05/2021 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

03/18/2019 - 10/08/2021

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/18/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/13/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Fung.
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