Unclaimed
Kevin Fung is a registered representative with Mizuho Securities USA LLC, a FINRA registered firm. Kevin has been working in the industry since March 17, 2019 and has been licensed since October 5, 2021. Prior to joining Mizuho Securities USA LLC, Kevin worked for CREDIT AGRICOLE SECURITIES (USA) INC. Kevin is registered in 52 states as well as Puerto Rico. Kevin holds the Series 7, Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/05/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
03/18/2019 - 10/08/2021
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 03/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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