Unclaimed
Kevin Fredrick Tyrrell is a registered investment advisor representative with Independent Advisor Alliance, LLC. Kevin has been in the securities industry since January 30, 1989. Kevin has also been registered as an Investment Advisor Representative with LPL Financial LLC, Independent Financial Partners, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., NationsSecurities, PaineWebber Incorporated, Cullum & Sandow Securities, Inc., First Investors Corporation and Southmark Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
12/14/2018 - Present
Independent Advisor Alliance, LLC (Houston TX)
TX
10/23/2009 - 03/01/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HOUSTON TX)
NA
09/17/1993 - 01/01/1998
NATIONSSECURITIES
NJ
04/03/1993 - 09/11/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
TX
07/28/1989 - 06/08/1993
CULLUM & SANDOW SECURITIES, INC. (DALLAS TX)
NA
02/12/1988 - 06/21/1988
FIRST INVESTORS CORPORATION
NA
11/25/1987 - 01/15/1988
SOUTHMARK FINANCIAL SERVICES, INC.
IA
Issued 10/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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