Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Frank Smith is a financial advisor registered in four states, including Wisconsin, Minnesota, Florida and South Dakota. Kevin has over 20 years of experience in the financial services industry. Kevin is currently employed by Parkland Securities, LLC. Prior to that, Kevin worked at Walnut Street Securities, Inc. and Marquette Financial Group, Inc. Kevin is Series 7 and 66 licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
02/09/2002 - Present
Parkland Securities, LLC (AMERY WI)
CA
07/25/2001 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MN
08/08/2000 - 05/29/2001
MARQUETTE FINANCIAL GROUP, INC. (MINNEAPOLIS MN)
BOTH
Issued 08/23/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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