Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Francis Sullivan is a financial advisor with over 20 years of experience in the financial services industry. Kevin Sullivan is currently registered with LPL Financial LLC and is licensed in 22 states. Before joining LPL Financial LLC, Kevin Sullivan worked at Key Investment Services LLC and Wells Fargo Advisors, LLC. Kevin Sullivan holds Series 7, 26, 63 and 65 securities licenses. Kevin Sullivan is also registered as an Investment Advisor Representative in Connecticut. Kevin Sullivan is a financial advisor who is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
09/27/2016 - Present
LPL Financial LLC (ESSEX CT)
CT
09/21/2016 - 09/22/2016
KEY INVESTMENT SERVICES LLC (GUILFORD CT)
CT
09/21/2016 - 09/21/2016
LPL FINANCIAL LLC (ESSEX CT)
CT
06/12/2014 - 09/20/2016
LPL FINANCIAL LLC (ESSEX CT)
CT
10/06/2003 - 05/28/2014
WELLS FARGO ADVISORS, LLC (BRANFORD CT)
NY
06/10/1996 - 10/06/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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