Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin McCarthy has been in the financial services industry since 1987. Currently, Kevin is registered with Ameritas Investment Company, LLC. Previously, Kevin was registered with Park Avenue Securities LLC, Guardian Investor Services LLC, RMC Capital Markets Group, Inc., SunAmerica Capital Services, Inc., Scudder Distributors, Inc., and Kemper Financial Services, Inc. Kevin holds the Series 7, Series 63 and SIE licenses. Kevin is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
09/20/2016 - Present
Ameritas Investment Company, LLC (LINCOLN NE)
NY
03/31/2015 - 09/02/2016
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
07/30/2009 - 03/31/2015
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
TX
02/09/2009 - 06/30/2009
RMC CAPITAL MARKETS GROUP, INC (DALLAS TX)
NJ
04/05/2004 - 01/27/2009
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
IL
02/01/1995 - 03/19/2004
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NA
03/25/1987 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
BC
Issued 02/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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