Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Francis Hughes is a financial advisor with over 40 years of experience in the industry. Kevin is currently a registered representative with Emerson Equity LLC, a San Mateo-based investment firm. Kevin's career includes experience in various capacities at a number of firms including Stax Capital, WestPark Capital, Inc., Independent Financial Group, LLC, and UBS Financial Services Inc. Kevin is well-versed in a variety of financial products and services, including portfolio management for individuals and investment companies, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
Emerson Equity LLC (Irvine CA)
CA
02/18/2020 - 09/01/2020
STAX CAPITAL (SAN DIEGO CA)
CA
05/24/2018 - 02/18/2020
WESTPARK CAPITAL, INC. (Newport Beach CA)
CA
09/28/2017 - 05/21/2018
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
CA
03/27/2017 - 09/29/2017
AUSDAL FINANCIAL PARTNERS, INC. (SAN DIEGO CA)
NJ
04/17/2015 - 08/03/2016
CIM SECURITIES, LLC (WALL TOWNSHIP NJ)
CA
01/11/2010 - 04/21/2015
UBS FINANCIAL SERVICES INC. (LA JOLLA CA)
CA
12/08/2003 - 01/20/2010
WELLS FARGO INVESTMENTS, LLC (SAN DIEGO CA)
NY
10/15/1999 - 11/25/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
09/21/1993 - 10/06/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MO
06/11/1990 - 09/07/1993
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
10/29/1982 - 07/13/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
02/09/1984 - 07/06/1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
IA
Issued 10/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/20/1984
Series 12 - NYSE Branch Manager Examination
BC
Issued 02/22/1984
Series 24 - General Securities Principal Examination
BC
Issued 12/06/1983
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1983
Series 3 - National Commodity Futures Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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