Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Dougherty is a financial professional with over 20 years of experience in the financial services industry. Kevin is currently registered with Osaic Wealth, Inc. as an Investment Advisor Representative in New York and Texas. Kevin has previously worked with other firms including Signator Investors, Inc., Signator Financial Services, Inc., IFMG Securities, Inc., CITICORP INVESTMENT SERVICES, QUICK & REILLY, INC., DIME SECURITIES, INC., ESSEX NATIONAL SECURITIES, INC., and EURO BROKERS, A DIVISION OF MAXCOR FINANCIAL INC.. Kevin is a Series 3, 7, 63 and 66 licensed professional. Kevin's current specializations include Financial Planning, Portfolio Management for Individuals, Portfolio Management for Businesses, Educational Seminars, and Selection of Other Advisors. Kevin's other business includes providing Insurance Broker services and Financial Consultant services for Lighthouse Financial Network LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/02/2018 - Present
Osaic Wealth, Inc. (LYNBROOK NY)
NY
12/28/2015 - 11/02/2018
SIGNATOR INVESTORS, INC. (LYNBROOK NY)
NY
01/18/2007 - 12/28/2015
SIGNATOR FINANCIAL SERVICES, INC. (LYNBROOK NY)
NY
02/17/2006 - 12/06/2006
IFMG SECURITIES, INC. (EAST MEADOW NY)
NY
09/14/2004 - 02/02/2006
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
11/05/2003 - 09/22/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
03/27/2001 - 11/06/2003
IFMG SECURITIES, INC. (PURCHASE NY)
NY
06/07/2000 - 03/21/2001
DIME SECURITIES, INC. (BROOKLYN NY)
CA
07/14/1999 - 06/07/2000
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
05/15/1997 - 05/19/1999
EURO BROKERS, A DIVISION OF MAXCOR FINANCIAL INC. (NEW YORK NY)
BOTH
Issued 06/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/06/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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