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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Friedman is an investment advisor representative registered with Oppenheimer & Co. Inc. He has been active in the financial services industry since May 1995. Prior to joining Oppenheimer & Co. Inc. Kevin Friedman worked at WELLS FARGO CLEARING SERVICES, LLC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Kevin Friedman holds multiple licenses, including Series 7, Series 9, Series 10, Series 3, Series 31, Series 63, Series 65, Series 99TO and the SIE Exam. Kevin Friedman provides investment advisory services to individuals, high net worth individuals, corporations or other businesses, pension and profit sharing plans, charitable organizations, insurance companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
04/19/2017 - Present
Oppenheimer & Co. Inc. (LOS ANGELES CA)
CA
03/12/1999 - 04/20/2017
WELLS FARGO CLEARING SERVICES, LLC (WOODLAND HILLS CA)
NY
05/11/1995 - 03/16/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/11/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2007
Series 3 - National Commodity Futures Examination
BC
Issued 01/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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