Unclaimed
Kevin Flores is a financial advisor with over 5 years of experience in the industry. Kevin is currently registered with Nylife Securities LLC. Kevin has been a registered representative in Texas since 2022. Previously, Kevin was employed with TD Ameritrade, Inc. and Pruco Securities, LLC. Kevin has passed multiple securities exams including the Series 6, Series 7, Series 63, and Series 65. Kevin is currently registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/13/2022 - Present
Nylife Securities LLC (DALLAS TX)
TX
03/08/2018 - 03/05/2021
TD AMERITRADE, INC. (Southlake TX)
CA
06/16/2016 - 01/24/2018
PRUCO SECURITIES, LLC. (SAN DIEGO CA)
IA
Issued 03/07/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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