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Kevin Flores

Nylife Securities LLC

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About Kevin Flores

Kevin Flores is a financial advisor with over 5 years of experience in the industry. Kevin is currently registered with Nylife Securities LLC. Kevin has been a registered representative in Texas since 2022. Previously, Kevin was employed with TD Ameritrade, Inc. and Pruco Securities, LLC. Kevin has passed multiple securities exams including the Series 6, Series 7, Series 63, and Series 65. Kevin is currently registered in all 50 states.

Firm Information

Kevin Flores is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Flores’s Registration & Firm History

TX

09/13/2022 - Present

Nylife Securities LLC (DALLAS TX)

TX

03/08/2018 - 03/05/2021

TD AMERITRADE, INC. (Southlake TX)

CA

06/16/2016 - 01/24/2018

PRUCO SECURITIES, LLC. (SAN DIEGO CA)

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Licenses & Designations

IA

Issued 03/07/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/29/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2017

Series 7 - General Securities Representative Examination

BC

Issued 06/15/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Flores.
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