Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Federico is a financial advisor registered with Wells Fargo Clearing Services, LLC and has been in the industry since May 2001. Kevin has a wide range of experience in the financial services industry, having previously worked with UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kevin is licensed in 17 states and holds the Series 7, Series 31 and Series 66 licenses as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (SOUTHAMPTON NY)
NY
05/06/2011 - 10/13/2020
UBS FINANCIAL SERVICES INC. (SOUTHAMPTON NY)
NY
05/04/2007 - 05/10/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RIVERHEAD NY)
NY
04/02/2007 - 05/07/2007
MORGAN STANLEY & CO., INCORPORATED (RIVERHEAD NY)
NY
05/23/2001 - 04/02/2007
MORGAN STANLEY DW INC. (RIVERHEAD NY)
BOTH
Issued 06/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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