Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Finn is a financial advisor at J.P. Morgan Securities LLC. Kevin has been working in the financial services industry since 1993. Kevin is registered to provide financial services in all 50 states. Kevin has obtained the Series 63, Series 7, Series 8, Series 9, Series 10, Series 24, and Series 99TO licenses. Prior to joining J.P. Morgan Securities LLC, Kevin worked for TD Ameritrade Clearing, Inc., TD Ameritrade, Inc., and National Investor Services Corp. Kevin focuses on providing financial services to high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, charitable organizations, pension and profit-sharing plans, insurance companies, and labor unions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
03/18/2016 - Present
J.p. Morgan Securities LLC (COLUMBUS OH)
NE
06/11/2012 - 01/19/2016
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
06/29/1993 - 01/19/2016
TD AMERITRADE, INC. (OMAHA NE)
NE
11/06/2003 - 11/24/2004
NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)
NA
11/09/1992 - 06/15/1993
J. GREGORY & COMPANY, INC.
BC
Issued 11/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/04/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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