Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Douglas Finkle is a financial advisor with over 30 years of experience in the industry. Kevin is currently registered with J.p. Morgan Securities LLC and J.p. Morgan Private Wealth Advisors LLC. Previously, Kevin has worked for several other firms including FIRST REPUBLIC SECURITIES COMPANY, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and BANC OF AMERICA INVESTMENT SERVICES, INC. Kevin is licensed to provide financial advice in over 50 states and holds several professional designations. Kevin specializes in providing financial planning, investment management, and portfolio management services to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
01/18/2024 - Present
J.p. Morgan Securities LLC (San Francisco CA)
CA
03/16/2012 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (San Rafael CA)
CA
10/23/2009 - 03/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILL VALLEY CA)
CA
08/08/2000 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
CA
04/07/1999 - 07/31/2000
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OH
04/03/1998 - 03/18/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
CA
08/19/1996 - 04/17/1998
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
10/05/1995 - 08/19/1996
FIRST INTERSTATE INVESTMENTS,INC.
WA
10/02/1993 - 09/15/1995
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
NY
08/16/1991 - 12/23/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kevin Douglas is the right advisor for you? Invested Better is here to help.
