Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Connelly is an active investment advisor registered with the state of New York and is associated with Santander US Capital Markets LLC. Kevin has been in the industry since 2007 and has successfully passed a number of securities exams. His current registration at Santander US Capital Markets LLC began on 3/27/2024. Prior to joining Santander US Capital Markets LLC, Kevin was associated with BMO Capital Markets Corp. and Van Der Moolen Specialists USA, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/27/2024 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
05/13/2009 - 03/21/2024
BMO CAPITAL MARKETS CORP. (New York NY)
NY
11/07/2005 - 03/26/2007
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
BC
Issued 09/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/19/2006
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 03/02/2006
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kevin Connelly is the right advisor for you? Invested Better is here to help.
