Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Eugene Wagner is a financial advisor with over 40 years of experience in the financial services industry. Kevin currently works for Ameriprise Financial Services, LLC, a firm with over $479 billion in assets under management. Kevin has previously worked for UBS Financial Services Inc., Morgan Stanley, Citigroup Global Markets Inc., PaineWebber Incorporated, Rotan Mosle Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kevin provides financial planning, portfolio management, and asset allocation services to individual and institutional clients. Kevin is registered with the Securities and Exchange Commission as an investment adviser representative and holds the Series 7, 15, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/09/2024 - Present
Ameriprise Financial Services, LLC (Beaumont TX)
TX
02/20/2015 - 08/21/2024
UBS FINANCIAL SERVICES INC. (BEAUMONT TX)
TX
06/01/2009 - 03/03/2015
MORGAN STANLEY (BEAUMONT TX)
TX
02/21/1995 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BEAUMONT TX)
NJ
01/01/1991 - 02/17/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
04/24/1986 - 01/01/1991
ROTAN MOSLE INC.
NA
05/24/1979 - 05/01/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 05/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/05/1981
Series 5 - Interest Rate Options Examination
BC
Issued 05/19/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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