Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Eugene Kelly is a financial advisor who has been in the industry since September 3, 1987. Kelly is currently registered with UBS Financial Services Inc. in Lakewood Ranch, Florida and Princeton, New Jersey. Before joining UBS Financial Services Inc., Kelly worked at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc. and Dean Witter Reynolds Inc. Kelly holds Series 63, 66 and 7 securities licenses, as well as the SIE exam. Kelly specializes in providing investment advice to individuals, corporations and other businesses, charitable organizations, insurance companies, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/09/2023 - Present
UBS Financial Services Inc. (PRINCETON NJ)
NJ
06/01/2009 - 08/09/2010
MORGAN STANLEY SMITH BARNEY (BEDMINSTER NJ)
NJ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BEDMINSTER NJ)
NY
06/23/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/22/1987 - 06/09/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 05/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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