Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Eric Wells is a financial advisor located in Prescott, Arizona. Kevin has been in the industry since February 2007 and is currently registered with Osaic Wealth, Inc. Kevin provides investment advice and management services. Kevin holds several licenses and registrations including Series 7, Series 31, and Series 66. Kevin has experience with a number of firms, including Securities America, Inc., KMS Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, Chase Investment Services Corp., Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Kevin is also a member of Business Networking International (BNI).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/14/2024 - Present
Osaic Wealth, Inc. (PRESCOTT AZ)
AZ
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (PRESCOTT AZ)
AZ
09/06/2016 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (Prescott AZ)
AZ
09/10/2015 - 08/04/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRESCOTT AZ)
AZ
10/01/2012 - 09/24/2015
J.P. MORGAN SECURITIES LLC (PRESCOTT AZ)
AZ
08/28/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PRESCOTT AZ)
AZ
04/02/2007 - 08/21/2008
MORGAN STANLEY & CO. INCORPORATED (PRESCOTT AZ)
AZ
01/15/2007 - 04/02/2007
MORGAN STANLEY DW INC. (PRESCOTT AZ)
BOTH
Issued 01/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 01/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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