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Kevin Edward Spellman

Charles Schwab & CO., Inc.

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About Kevin Edward Spellman

Kevin Spellman is a registered representative with Charles Schwab & CO., Inc. Kevin has been in the industry since June 26, 2017 and has been registered in Nebraska since August 15, 2023. Kevin has been a registered representative of TD Ameritrade, Inc. in the past and is registered in 51 states and the District of Columbia. Kevin has passed the Series 7, Series 63 and Series 66 exams. In addition to his current role, Kevin is also a registered representative of Charles Schwab Bank, SSB.

Firm Information

Kevin Spellman is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Kevin Spellman’s Registration & Firm History

NE

08/15/2023 - Present

Charles Schwab & CO., Inc. (Omaha NE)

NE

06/27/2017 - 09/01/2023

TD AMERITRADE, INC. (OMAHA NE)

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Licenses & Designations

BOTH

Issued 01/05/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/05/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Kevin Edward Spellman. Review regulatory record here.
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