Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Seales is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc.. Kevin has been in the industry since December 2015. Kevin is a registered representative in Minnesota and Texas. Kevin is also a registered investment advisor in Minnesota and Texas. Kevin has a Series 7, Series 63, Series 66 and Series 7TO licenses. Kevin has experience working with insurance companies, charitable organizations, high net worth individuals, corporations or other businesses, individuals other than high net worth, state or municipal government entities, and pension and profit sharing plans. Previously, Kevin worked at Scottrade, Inc. in Brookfield, Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/21/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
WI
12/15/2015 - 03/09/2018
SCOTTRADE, INC. (BROOKFIELD WI)
BOTH
Issued 05/23/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/20/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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