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Kevin Edward Miller

Northwestern Mutual Investment Services, LLC

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About Kevin Edward Miller

Kevin Edward Miller is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Kevin has been in the financial services industry since July 1996. Kevin is registered to provide investment advice in 51 states and the District of Columbia. In addition to providing investment advice, Kevin may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products. Kevin is also a member of the finance committee at the Oakmont Country Club.

Firm Information

Kevin Miller is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kevin Miller’s Registration & Firm History

PA

11/13/2007 - Present

Northwestern Mutual Investment Services, LLC (PITTSBURGH PA)

WI

07/03/1996 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 08/27/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/21/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/11/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/24/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2004

Series 7 - General Securities Representative Examination

BC

Issued 07/02/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Edward Miller.
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