Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Edward Haney has been working in the financial industry since December 1998 and has extensive experience in the financial sector. Kevin currently holds the position at BNP Paribas Securities Corp. and has previous experience with Oppenheimer & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, SG Cowen & Co., LLC, TD Waterhouse Investor Services, Inc., and The Boston Group. Kevin holds licenses in Series 4, 7, 9, 10, 24, 55, 57TO and SIE, and has a Uniform Securities Agent State Law Examination license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/12/2016 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
04/29/2008 - 12/11/2015
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
02/07/2005 - 04/02/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/20/2002 - 05/11/2004
SG COWEN & CO., LLC (NEW YORK NY)
NE
04/22/1996 - 11/29/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
08/21/1995 - 11/22/1995
THE BOSTON GROUP (LOS ANGELES CA)
BC
Issued 08/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/27/2000
Series 4 - Registered Options Principal Examination
BC
Issued 03/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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