Unclaimed
Kevin Curran is a financial professional with over 20 years of experience in the industry. He is currently registered with Vanguard Marketing Corp. and holds a variety of licenses, including Series 7, 8, 63 and 66. Curran is also a registered principal and has experience working with a variety of clients and firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
11/28/2022 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
MN
06/30/2005 - 02/22/2008
PRUCO SECURITIES, LLC. (PLYMOUTH MN)
MN
07/21/2004 - 01/10/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/21/2004 - 01/10/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
FL
09/21/1998 - 12/22/1998
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
01/01/1995 - 10/15/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
10/13/1993 - 11/07/1994
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 10/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/27/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/31/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/30/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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