Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Cassidy is a financial professional with over 15 years of experience in the industry. Kevin has worked at several well-known firms, including Stifel, Nicolaus & Company, Incorporated, Thomas Weisel Partners LLC, Piper Jaffray & Co., and Moors & Cabot, Inc. Kevin currently holds Series 7, 86, 87, and SIE licenses. Kevin holds a Series 63 license and is registered to provide financial services in 15 states. Kevin is currently employed by Rosenblatt Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/12/2020 - Present
Rosenblatt Securities Inc. (NEW YORK NY)
DC
07/10/2010 - 07/31/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (WASHINGTON DC)
NY
08/13/2007 - 07/16/2010
THOMAS WEISEL PARTNERS LLC (NEW YORK NY)
CA
11/16/2006 - 08/21/2007
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
09/27/2005 - 09/13/2006
MOORS & CABOT, INC. (SAN FRANCISCO CA)
BC
Issued 12/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/05/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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