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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Butler is a financial advisor with UBS Financial Services Inc. Kevin has been in the financial services industry for over 17 years. Kevin is licensed to provide investment advice in several states including California, Florida, Maine, Michigan, New Jersey, New York, Ohio, and Texas. Kevin has experience providing investment advice to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Kevin holds several securities licenses, including the Series 66, Series 7, Series 10, Series 9, and Series 31 exams. Kevin is also a director of the Grosse Pointe Theatre, a non-profit organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
09/17/2021 - Present
UBS Financial Services Inc. (Detriot MI)
MI
04/07/2006 - 09/23/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GROSSE POINTE MI)
NY
09/08/2005 - 04/10/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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