Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin e? Claim Your ProfileKevin Williams is an individual advisor who is currently registered with Scotia Capital (usa) Inc. Kevin is a registered representative and has been in the securities industry since 2010. Kevin has been registered with Scotia Capital (usa) Inc. since 12/6/2021. Prior to joining Scotia Capital (usa) Inc., Kevin was employed by MORGAN STANLEY & CO. LLC and MORGAN STANLEY. Kevin has a Series 63 license, a Series 3 license, a Series 7 license, and a SIE license. Kevin is registered to provide securities related services in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/06/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
09/27/2013 - 12/02/2021
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
03/11/2010 - 12/02/2021
MORGAN STANLEY (New York NY)
BC
Issued 04/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2012
Series 3 - National Commodity Futures Examination
BC
Issued 03/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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