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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Wesner is a financial advisor with UBS Financial Services Inc. Kevin has been working in the financial industry since 1997. Kevin is registered with FINRA as a Registered Representative and as an Investment Advisor Representative in Florida, Maryland, and Texas. Kevin has a Series 7, 63, 10, 9, 31, 65 and SIE license. Kevin has worked for UBS Financial Services Inc. since December 2008 and previously worked for Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated. Kevin is a member of the board of directors for Epic Church and Signal 13 Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
04/13/2009 - Present
UBS Financial Services Inc. (BALTIMORE MD)
MD
02/21/2006 - 12/18/2008
CITIGROUP GLOBAL MARKETS INC. (BALTIMORE MD)
MD
01/28/1997 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 02/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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