Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Smith is a financial advisor with LPL Financial LLC, a large independent broker-dealer and advisory firm. Kevin is registered in multiple states including Tennessee and Texas, and is licensed as both a broker and investment advisor. Kevin has been working in the financial industry since 2008. Kevin's experience encompasses a broad range of investment services, including portfolio management for individuals and businesses, financial planning, and consulting services. He has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
04/07/2021 - Present
LPL Financial LLC (UNION CITY TN)
TN
08/24/2009 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (JACKSON TN)
TN
05/20/2008 - 04/28/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSON TN)
TN
11/20/2007 - 04/02/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (JACKSON TN)
IA
Issued 06/05/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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