Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin E. Smith has been working in the financial industry since November 1986 and is currently registered with J.p. Morgan Securities LLC in Powell, OH. Kevin is a Registered Representative, and holds Series 4, 7, 24, 51 and 63 licenses, as well as Series 65. Kevin has worked for several firms during his career, including Chase Investment Services Corp., Allstate Financial Services, LLC, Royal Alliance Associates, Inc., Raymond James Financial Services, Inc., NatCity Insurance Services, Inc., NatCity Investments, Inc., Liberty Securities Corporation, Independent Financial Securities, Inc., National City Investments Corporation, BANC ONE SECURITIES CORPORATION and American Express Financial Advisors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
09/19/2013 - Present
J.p. Morgan Securities LLC (POWELL OH)
OH
09/28/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
OH
04/17/2006 - 09/24/2009
ALLSTATE FINANCIAL SERVICES, LLC (DUBLIN OH)
CA
08/20/2003 - 01/25/2006
ROYAL ALLIANCE ASSOCIATES, INC. (CAMARILLO CA)
FL
09/13/2001 - 08/26/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
OH
08/30/1999 - 09/20/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
OH
06/01/1996 - 09/20/2001
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NY
08/03/1998 - 09/01/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
05/27/1994 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NA
03/08/1993 - 06/01/1996
NATIONAL CITY INVESTMENTS CORPORATION
IL
01/06/1992 - 03/03/1993
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
08/21/1986 - 01/06/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BC
Issued 04/06/1993
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/2004
Series 4 - Registered Options Principal Examination
BC
Issued 09/15/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/31/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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