Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Duane Smith is a financial advisor with Yosemite Execution Partners Inc. Kevin has been working in the financial industry since 2013. Kevin is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 24, Series 63, and Series 82 licenses. Kevin is also a registered representative in California, Illinois, and New York. Kevin's professional experience includes previous employment at EquityBee Securities, LLC. Kevin is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/09/2013 - Present
Yosemite Execution Partners Inc. (LAFAYETTE CA)
CA
07/23/2021 - 04/06/2022
EQUITYBEE SECURITIES, LLC (PALO ALTO CA)
BC
Issued 05/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/31/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2013
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 12/05/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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