Unclaimed
Kevin Downing is a financial advisor with Wells Fargo Securities, LLC. Kevin has been working in the financial industry since 2002 and holds Series 7, 63, 99 and SIE licenses. Kevin's previous experience includes Deutsche Bank Securities Inc. and Hennion & Walsh, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/13/2022 - Present
Wells Fargo Securities, LLC (New York NY)
NY
04/09/2021 - 02/11/2022
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
08/13/2002 - 09/24/2002
HENNION & WALSH, INC. (PARSIPPANY NJ)
BC
Issued 09/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2021
Series 99TO - Operations Professional Examination
BC
Issued 03/25/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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