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Kevin Downing

Wells Fargo Securities, LLC

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About Kevin Downing

Kevin Downing is a financial advisor with Wells Fargo Securities, LLC. Kevin has been working in the financial industry since 2002 and holds Series 7, 63, 99 and SIE licenses. Kevin's previous experience includes Deutsche Bank Securities Inc. and Hennion & Walsh, Inc.

Firm Information

Kevin Downing is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Downing’s Registration & Firm History

NY

09/13/2022 - Present

Wells Fargo Securities, LLC (New York NY)

NY

04/09/2021 - 02/11/2022

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NJ

08/13/2002 - 09/24/2002

HENNION & WALSH, INC. (PARSIPPANY NJ)

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Licenses & Designations

BC

Issued 09/21/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/09/2021

Series 99TO - Operations Professional Examination

BC

Issued 03/25/2021

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Downing.
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