Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Laurie is a financial advisor with Stifel, Nicolaus & Company, Inc., located in New York, NY. Kevin has over 30 years of experience in the financial services industry. Kevin holds licenses to provide investment advice and services in multiple states. Kevin is also a registered representative of Stifel, Nicolaus & Company, Inc. and offers a variety of financial services, including investment planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/27/2021 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
09/06/2016 - 05/10/2017
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
10/14/2014 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/22/2008 - 10/30/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/13/2001 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/14/1991 - 06/13/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/16/1990 - 10/31/1990
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NY
12/22/1987 - 05/31/1988
SALOMON BROTHERS INC. (NEW YORK NY)
IA
Issued 07/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 03/25/1988
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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