Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Douglas Hopkins is a financial advisor registered with Finalis Securities LLC. Kevin holds the Series 6, 7, 63, 79, and SIE licenses. He has been in the industry since 2000, working with several firms, including KCM Securities, LLC and Opus Financial Partners, LLC. Kevin is currently registered in California, Florida and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/09/2021 - Present
Finalis Securities LLC (New York NY)
CA
04/09/2019 - 10/14/2019
KCM SECURITIES, LLC (IRVINE CA)
CA
08/26/2016 - 04/05/2019
OPUS FINANCIAL PARTNERS, LLC (Irvine CA)
CO
05/31/2000 - 02/07/2002
JANUS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 10/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/26/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/30/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kevin Hopkins is the right advisor for you? Invested Better is here to help.
