Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Dempsey is a financial advisor with Sammons Financial Network, LLC. He has been in the industry since 2004 and has experience in various financial services companies. Kevin Dempsey is registered with the state of Minnesota. Kevin Dempsey holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
01/02/2020 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
MN
05/09/2014 - 12/05/2019
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
MN
09/03/2013 - 04/14/2014
CETERA ADVISOR NETWORKS LLC (PLYMOUTH MN)
MN
11/12/2008 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (PLYMOUTH MN)
IL
05/10/2007 - 07/15/2008
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
06/07/2004 - 06/08/2007
COUNTRY CAPITAL MANAGEMENT COMPANY (CRESTWOOD IL)
BC
Issued 07/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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