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Kevin Dewitt Mullin

Rabo Securities USA, Inc.

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About Kevin Dewitt Mullin

Kevin Mullin is a registered securities professional with a background in investment banking. Kevin holds the Series 79TO, SIE and Series 63 licenses. Kevin is currently registered with Rabo Securities USA, Inc. and has been with the firm since 2022. Kevin is licensed in New York and New Jersey. Kevin has been in the financial services industry since 2022.

Firm Information

Kevin Mullin is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Mullin’s Registration & Firm History

NY

08/02/2022 - Present

Rabo Securities USA, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/02/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/01/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Dewitt Mullin.
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