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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Derek Bass is a financial advisor with over 20 years of experience in the industry. Kevin Derek Bass currently works at RBC Capital Markets, LLC and is registered with the state of Minnesota. Before joining RBC Capital Markets, LLC, Kevin Derek Bass was registered with Devenir, LLC and RBC Dain Rauscher Inc. Kevin Derek Bass has passed the Series 63, Series 65, Series 7, Series 9, Series 10, Series 24, Series 52, Series 53, Series 55, Series 57TO, Series 99TO and SIE exams. Kevin Derek Bass specializes in various areas including retirement planning, financial planning, investments, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
11/13/2013 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
03/10/2006 - 09/05/2006
DEVENIR, LLC (MINNEAPOLIS MN)
MN
09/12/2003 - 12/31/2005
DEVENIR, LLC (MINNEAPOLIS MN)
NY
01/13/2000 - 09/08/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
IA
Issued 10/18/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/19/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/2004
Series 24 - General Securities Principal Examination
BC
Issued 09/22/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2001
Series 52 - Municipal Securities Representative Examination
BC
Issued 01/29/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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