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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Dennis Grahek is a financial advisor with over 35 years of experience in the industry. Kevin is currently registered with Morgan Stanley in Minneapolis, Minnesota. Kevin holds Series 7, 9, 10, 24, 31, 63, and 65 licenses. Kevin has previously worked with Morgan Stanley & Co. Incorporated, UBS Financial Services Inc., and Piper Jaffray & Co. Kevin specializes in working with high-net-worth individuals, insurance companies, investment companies, charitable organizations, corporations or other businesses, banking or thrift institutions, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MN
11/28/2016 - Present
Morgan Stanley (Minneapolis MN)
MN
11/13/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MINNEAPOLIS MN)
MN
08/12/2006 - 11/24/2008
UBS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
MN
06/25/1986 - 08/12/2006
PIPER JAFFRAY & CO. (ST PAUL MN)
IA
Issued 06/10/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/05/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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